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Banking Regulatory Compliance

Understanding the Challenges and Risks when Implementing an Effective Compliance Culture

19-20 Mar 2020
NBC TOWER | Chicago, IL, United States of America


Why You Should Attend

Banking Regulatory Compliance

This course is designed to help banking and financial institution leadership create an effective compliance culture. From the Bank Secrecy Act and Anti-Money Laundering regulations to FCPA and BSA compliance, becoming compliant and maintaining the business is prevalent in being effective. This course combines case studies, activities and group exchanges that will demonstrate the best practices across the financial industry for banking-related compliance. Participants will develop a detailed understanding of todayís major risks and develop strategies to drive better economies in their programs.

Key Topics

  • Compliance Culture
  • Anti-Money Laundering
  • Office of Foreign Asset Control
  • Privacy
  • Designing the Right Compliance Program
  • Previous Attendees Include

    American Express, Bank of America, Regions Financial, BNY Mellon, KeyCorp, Merrill Lynch, BankUnited, Credit Suisse, HSBC USA, Bank United - N.A., BBVA Compass, Cadence Bank, Capital One, Citi Global Transaction Services, Everbank, FDIC, GE Capital Bank, Home Trust Company, M&T Bank, Sovereign, State Street Financial, Deutsche Bank, HSBC, MasterCard, Metlife, Northern Trust, PNC Bank, SunTrust Bank, TD Bank, Texas Capital Bank, UMB Financial Corp, JP Morgan Chase & Co., Wells Fargo


    Why Choose marcus evans?

    marcus evans specialises in the research and development of strategic events for senior business executives. From our international network of 63 offices, marcus evans produces over 1000 event days a year on strategic issues in corporate finance, telecommunications, technology, health, transportation, capital markets, human resources and business improvement.

    Above all, marcus evans provides clients with business information and knowledge which enables them to sustain a valuable competitive advantage and makes a positive contribution to their success.






    Practical Insights From

    Justin Muscolino
    Consultant/Head of North America Compliance Training
    GRC Solutions,has nearly 20 years experience creating and developing Compliance training programs, managing regulatory projects, liaising with regulators, and identifying gaps/opportunities for improvements in risk mitigation in the banking sector. When training public courses, Justin also draws on his longstanding experience in compliance, training and regulation for the banking sector. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual training plan through a thorough training needs analysis. Previously he served as Macquarie Groupís Head of Americas Compliance Training and JPMorgan Chaseís Compliance Training Manager. Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function, particularly seeking to nurture and develop examinerís skills to deal with financial institutions.

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    Event Contact

    For all enquiries regarding speaking, sponsoring and attending this conference contact:

    Emily Jones


    marcusevans, The NBC Tower
    455 N. Cityfront Plaza Dr.
    Chicago, IL 60611

    Telephone:
    312.540.3000 x6714
    Fax: 312.894.6304
    Email: emilyj@marcusevansch.com