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Sarbanes-Oxley Section 404 Master Class

Update for COSO 2013

21-22 Sep 2017
NBC TOWER | Chicago, IL, United States of America


Why You Should Attend

Sarbanes-Oxley Section 404 Master Class

Most companies have had their SOX programs in place for a few years. Some may have become complacent, not realizing that these programs are not as efficient as they could be. This course will focus on how to ensure your program is efficient. Are you testing the right controls – the ones essential to preventing or detecting a material misstatement? Are you testing too much? Does your company make the best use of technology to assess the adequacy of controls over financial reporting? Are your total compliance costs too high? SOX leaders who have attended the course have reported success: for example, one who came in 2012 said she has already cut 17% of the total cost out of her company’s program.

 

This is not a basic course in SOX. It is designed for advanced SOX practitioners and leaders who are open to sharing their experiences with similarly experienced practitioners, and hearing how the program leader – an acknowledged thought leader in this area – has built world-class SOX programs and saved his employers millions of dollars of expense.

 

After attending this course, you will leave with a solid understanding of how to apply top-down, risk-based principles in defining the scope of work for your SOX assessment. You will also return with information on how you can apply technology to both make your assessment process more efficient and more effective.

 

Key Topics

  • Planning the assessment and testing of key controls
  • PCAOB Auditing Standard Number 5 and the SEC’s guidance
  • Use of a framework for internal control: COSO’s Integrated Framework – Internal Control
  • IT application controls
  • Key business process controls
  • Previous Attendees Include

    ADP
    Agrium
    Ameriprise
    AXA-Equitable
    Babcock & Wilcox
    Enbridge
    Esterline
    First Merit
    Guardian Life
    Honeywell
    HSN
    Kodak
    Meijer
    Microsoft
    Murphy Oil
    Novo Nordisk
    Pepco
    Potash
    PSEG
    Rogers Communicaitons
    SAIC
    SVB Financial
    TransCanada
    Tribune Company
    USAA
    Whole Foods


    Why Choose marcus evans?

    marcus evans specialises in the research and development of strategic events for senior business executives. From our international network of 63 offices, marcus evans produces over 1000 event days a year on strategic issues in corporate finance, telecommunications, technology, health, transportation, capital markets, human resources and business improvement.

    Above all, marcus evans provides clients with business information and knowledge which enables them to sustain a valuable competitive advantage and makes a positive contribution to their success.






    Practical Insights From

    Norman Marks
    Evangelist for “better run business”
    Norman was the chief audit executive of major global corporations for twenty years and is a globally – recognized thought leader in the professions of internal auditing and risk management. In addition, he has served as chief risk officer, compliance officer and ethics officer, and management what would now be called the IT governance function (information security, contingency planning, methodologies, standards, etc.) He ran the Sarbanes – Oxley Section 404 (SOX) programs and investigation units at several companies. He is the author of the Institute of Internal Auditors’ “Minimize Costs & Increase the Value of Your Sarbanes – Oxley 404 Program” (previously published as “Sarbanes – Oxlet Section 404: A Guide for Management by Internal Control Practitioners”), which has been described as “the best Sarbanes – Oxley 404 guide out there for management”

    Click Here For Full Agenda

    Voice of Our Customers
    • Excellent knowledge and ability to share relevant information. – XL Group
    • Examples of issues in Norman’s past experience were helpful to understanding the content. – CME Group
    • Handouts and book can and will be used as a reference guide. – Agrium
    • After hearing different feedback from attendees I feel very confident about applying the course techniques. – Boston Mutual
    • Good material that provided a challenging environment. – USAA
    Join the Discussion





    Event Contact

    For all enquiries regarding speaking, sponsoring and attending this conference contact:

    Emily Jones


    marcusevans, The NBC Tower
    455 N. Cityfront Plaza Dr.
    Chicago, IL 60611

    Telephone:
    312.540.3000 x6714
    Fax: 312.894.6304
    Email: emilyj@marcusevansch.com